Services

Portfolio Monitoring

A full spectrum of services for our investor clients, including comprehensive monitoring of legal and financial databases, news, and other information that may identify potential claims and actions worldwide.

G&E provides its clients the opportunity to be made aware of the early stage of any malfeasance that may impact their investments, and presents opportunities to launch shareholder actions to improve corporate governance and accountability, or legal actions to address securities law violations or breaches of fiduciary duties.

The Firm monitors all new and potential litigation in the areas of shareholder derivative actions and federal securities fraud litigation at no charge to its clients. The Firm tracks pending cases as well as financial and business news that may ultimately result in private litigation or claims by federal or state regulators. 

Timely information makes institutional investors more effective watchdogs for their shareholders, and G&E’s monitoring clients appreciate that they:

  • Learn about existing and potential class action litigation in time to participate in a meaningful way as a lead plaintiff or class member;
  • Learn about corporate mismanagement, abuse and fraud that are damaging (or may damage) the client’s return on investment;
  • Discover situations where an individual, opt-out action would likely maximize the client’s loss recovery;
  • Avoid missing deadlines for filing legal claims and proxy resolutions; and
  • Prevent or minimize losses by pursuing opportunities to improve corporate governance.

Unlike many other firms, G&E uses only in-house systems and resources to perform all monitoring services, which are specifically designed to ensure a secure and reliable platform that meets the highest standards of information security.

Regular monitoring reports are individually tailored for each client and can be delivered in a variety of formats, including online through a secure client-access site.

Contact us for more information about G&E’s monitoring services.